Embracing the Freedom of Independence
Advisers can now own their financial practice, removing themselves from the typical office setting and turn possibilities into reality.
Woodstock Financial Group, Inc. (WFG) and its affiliated entity, Woodstock Wealth Management, Inc. (WWM) believe the philosophy of ownership and entrepreneurship propel them and the representatives/advisers they serve. Advisers now have the ability to service clients from anywhere in the United States and offer them the products and services that suit their needs. WFG/WWM offer some of the most advanced industry technology including multiple industry leading platforms.
Woodstock Financial Group, Inc. and Woodstock Wealth Management, Inc. fully embrace these principles.
WFG and WWM have always believed in the fundamental principles of flexibility. Our flexible platforms allow an adviser to make the seamless transition from a bank or wirehouse setting to fully independent models. The flexibility of our models has allowed many advisers who have relied on transactional business to transition to a fee-based asset management business. WFG and WWM give you the tools you need to open the door for this type of business model.
We firmly believe that our “Unique Business Development Program” can generate all the prospects you need to take your business to the next level or any level you wish to achieve.
Our Firm's culture is to work with each representative/adviser on an individual basis to customize a program that is unique to their business model or services offered in their community. We have numerous approved programs such as generating 401 (k) leads in your local community and generic or product specific seminars. Contact our Business Development team today to find out more about how WFG and WWM can help you achieve your dreams.
Because your success is of the utmost importance to us, we have a program in place that allows the representative/adviser to choose from a variety of customized marketing materials to personalize his or her business. Brochures, newsletters and other printed materials are available through various vendors in a turnkey environment. We have a library of preapproved marketing material including, but not limited to brochures, websites, transition letters and 401(k) prospecting letters.
The Woodstock Financial Group, Inc.representative or the Woodstock Wealth Management, Inc. adviser can participate in a qualified lead program. We match qualified accounts (with assets) based upon their needs and your specialty in your local area so you can work with these clients to service their accounts.
Woodstock Financial Group, Inc. is a Member FINRA, SIPC. Our affiliated entity, Woodstock Wealth Management, Inc. is An SEC Registered Investment Adviser.
Our fee-based asset management program offers a unique product mix that is easily accessible to our advisers. Our fee-based advisers have multiple options when choosing RIA platforms: predominantly, Fidelity Wealthscape and Envestnet. Also, through our relationship with Black Diamond and ByAllAccounts, we can aggregate data from most of the major broker-dealers/custodians in the industry. This allows you to offer services to those clients that prefer to remain with their current broker-dealer or custodian instead of one of our partners.
Woodstock Financial Group, Inc. and Woodstock Wealth Management, Inc. take great pride in our attempts to provide total solutions for representatives, advisers, and their clients. Woodstock Financial Group, Inc. was founded in 1995, by William J Raike, III. Our twenty-four plus years of success are the result of our ability to listen.
Woodstock Financial Group, Inc./ Woodstock Wealth Management, Inc. through its relationships with Hilltop Securities, Fidelity Investments, Envestnet, and others offer its representatives and advisers industry-leading technology and support. These relationships provide WFG/WWM associates with access to some of the most advanced technology in the financial industry.
Fidelity Wealthscape, the Fidelity Investments platform for Registered Investment Advisers is the latest tool for portfolio management. It is easily adaptable for both the veteran adviser and an individual who is in the process of transitioning their business to advisory.
Fidelity Wealthscape allows the adviser to manage a client’s portfolio (or a complex family of portfolios), allowing you to aggregate trusts, partnerships and retirement accounts. While using the rebalancing and order management tools, you can conduct research on hundreds of separately managed accounts and access equity research from such trusted sources as CFRA and Argus. Through Wealthscape, you have the ability to research and create client proposals for separately managed accounts. Fixed income research is conducted through BondTraderPro. Onboard tools include account rebalancing and reallocation, equity research in addition to mutual fund and managed account research.
In addition to separate accounts, fee-based programs allow you to include such diverse investment vehicles in your client’s portfolio as limited partnerships and private equity, a necessity for the sophisticated client seeking a balanced portfolio. You also have the ability to offer your clients comprehensive reports, over and above the printed brokerage statements.
If you have ever considered fee-based business, Woodstock Wealth Management, Inc. has a seamless transition plan to a fee-based model. If you are currently a fee-based adviser, Woodstock Wealth Management, Inc. can accommodate and service your business, regardless of the size.
AdvisorView Broker Workstation is the cutting edge; flexible technology platform offered by Hilltop Securities, one of our clearing partners. AdvisorView offers a streamlined workflow to help you manage and grow your business. It has one click navigation to critical customer information and five powerful applications which are Production Summary, Moneyline, Account Names, Household Manager and Alerts Manager. In addition, you can customize “My Dashboard” with the information you need for your specific book of business. The Power Finder can be used for searches by accounts or households. With AdvisorView you can enter orders, get quotes, customize and save searches, retrieve activity by asset class, date or symbol, export data to Microsoft Excel and much more.
As the population ages, more investors recognize the need to seek the safety of insurance products as part of an overall portfolio. Our Firm's insurance division offers a full array of insurance products through a variety of carriers. There are no proprietary products or premier carriers, so you will have the freedom to independently choose what is best for your client’s portfolio.
If you have never considered insurance or if you are discovering it for the first time, complete training, as well as opportunities for CE credits throughout the year allow you to enter this exciting and lucrative segment with ease. In addition to relationships with quality carriers, Woodstock Financial Group, Inc. also has strategic alliances with some of the country’s largest insurance field marketing organizations (FMO). This relationship results in qualified leads, complete marketing support, and successful seminars. Woodstock Financial Group, Inc. is also one of the only broker-dealers remaining that sill allows a representative to sell non-securities insurance as an outside business activity; this allows you to get 100% or more of the street payout directly from the insurance carrier.
WFG’s Insurance division allows you to offer:
- Fixed and Variable Annuities
- Variable and Universal Life
- Equity and Fixed Index Annuities
- Life Insurance, Long Term Care
- Group and Individual Health
- Group and Individual Disability Insurance
The successful relationship between the broker-dealer and its associates ultimately depends on both parties’ ability to operate within the ever-changing rules of the securities industry. Our Firm's compliance department embraces the independent business model and respects the client-advisor relationship. Advertising and sales literature approvals can be completed in an expeditious manner. Again, your success depends on your ability to get your message in front of your clients. Our compliance department is here to help you in growing your business. We make ourselves available to train our brokers when a new financial product or service (s) is being offered.
At Woodstock Financial Group, Inc.and Woodstock Wealth Management, Inc., our independent representatives and advisers earn up to a 95% payout based upon gross commissions from securities and advisory business.
Fixed and Equity Indexed Annuity commissions generated through our exclusive FMO partners are paid at 100% or more of street level.
Commissions from securities business are paid via electronic direct deposit on a monthly basis; Advisory commissions are also paid monthly via electronic direct deposit: accurately and on time.
We recognize the entrepreneurial spirit and realize that changing broker-dealers or investment advisors is time spent moving clients and learning new systems. This is why we have a dedicated team of experienced individuals who take pride in giving selflessly to assist our independent advisers.
Setting the standard for independent wealth management is not easy. That is why our years of experience in helping advisers make transitions have culminated in a strategy that will work for any adviser’s business, regardless of size.
Every adviser’s business is different and Woodstock Financial Group, Inc. and Woodstock Wealth Management, Inc. work with offices of varying size, we would be remiss if we handed you a binder and checklist and said, “Here, follow this.”
We sit down with you and map out a customized strategy and timeline based upon your goals and business model. The pace of transition ultimately depends on your business needs.
During this period, you will receive extensive training in technology and back office procedures. Our transition team will go to great lengths to minimize downtime, implement a seamless transition and work with you every step of the way.
Learning is a process; if you have questions at any time, our experienced staff will always be available to help you.
A Message From Our President
It is a pleasure to offer you the opportunity to investigate the services offered by Woodstock Financial Group, Inc.
I founded the Company twenty-four plus years ago FOR YOU.
You understand the industry. You know what’s best for your clients.
You know what’s best for your family.
You’ve worked hard to get where you are in your career and know you can make it on your own.
You have the spirit of entrepreneurship.
Our program will give you control of your future through independence, the ability to do what you believe is best for your clients, and ownership of your business.
As a thirty year plus veteran of the industry, I’ve seen a lot. As the industry has evolved, our firm has evolved. We’ve seen a lot of competitors come and go over the years, but our success is in our never-ending commitment to those we serve.
Our Firm’s commitment to excellent service starts at the top and is our culture.
I still answer my phone! Our committed, caring, and knowledgeable staff at our headquarters still answers their phones and reply to all inquiries promptly.
I encourage you to contact me to discuss our program further. This could be one of the most strategically and economically beneficial calls of your career.
For more information please call 800-478-2602 or complete the “About You” form.
We firmly believe that our “Unique Business Development Program” can generate all the prospects you need to take your business to the next level and any level you wish to achieve.
Generate 401(k), other advisory and financial services business that will increase your revenues and decrease your time on endless cold calling and nonproductive canvassing. Implementation of this program is very simple and will increase your customer assets under management and your personal income at the same time with no cost to you.
Upon registering with Woodstock Financial Group, Inc. you will have the opportunity to utilize this amazing business development program. Getting continuous community exposure with the potential to reach Investors and Business Professionals will help guarantee your personal success.
Thank you for your interest in Woodstock Financial Group, Inc. We welcome you to review the Potential Advisor section of our website. If you have any questions or would like to have more information, please feel free to call William Raike or Anthony Branca at 1-800-478-2602. All conversations and information will be held in the strictest of confidence.
Changing broker-dealers can seem like a daunting task at times and certainly, in today’s environment, it does require a fair amount of focus and effort. That is where we can help. At Woodstock Financial Group, Inc., we have had extensive experience helping people like you transition their business smoothly and efficiently. Our common goal is to help you transfer your book of business as quickly as possible with minimal disruption of your day to day business. Woodstock commits our team to you in an interactive, cooperative effort. Remember, you are independent, not alone.
A successful transition begins with thorough planning and preparation and ends with attention to detail and consistent follow-up. Upon your commitment to join Woodstock we will provide you and your staff with a reference for transition procedures, timeliness, paperwork, checklists and contact persons. While we have attempted to address most of the common transition issues and protocols, situations unique to your practice will arise. We will collaborate to produce plans to address those special needs. We will work with you on a daily basis until all your client assets have been delivered.
Changing broker-dealers usually isn’t as difficult as most people fear it will be. The key to a seamless transition is planning. The more time you take to understand your business and the transition process, the better your results. Remember, you are not alone the Woodstock transition team will be with you every step of the way.
When your transition is complete, you will now have the opportunity to utilize a unique business development tool that will grow your business. You will have a complete operational support staff at your disposal, and some of the best Technology and Advisory Platforms in the industry.
We at Woodstock appreciate the opportunity to serve you. We look forward to serving you and your clients during your transition and for many years to come.
Call us at 800-478-2602 today to learn more about Woodstock Financial Group, Inc.
WOODSTOCK FINANCIAL GROUP
117 Towne Lake Pkwy Suite 200
Woodstock GA 30188
Toll Free . 800.478.2602
Main Line . 770.516.6996
Fax . 877.431.5727