Woodstock Financial is an SEC Registered Investment Adviser. Through our fee-based asset management program, a unique and diverse mix of products is easily within your reach. Our fee-based programs allow you to include such diverse investment vehicles in your client's portfolio as limited partnerships and private equity securities, in addition to more traditional investments such as equities, fixed income, mutual funds, CMO's, structured notes, and CD's. Such tools are a necessity for the sophisticated client seeking a balanced portfolio. You also have the ability to offer your clients comprehensive reports, over and above the printed brokerage statements.
If you have never considered fee-based business, Woodstock Financial has a seamless transition plan to a fee-based model and if you are currently a fee-based advisor, WFG can accommodate and service your business, regardless of the size.
Woodstock Financial values all of its partnerships. That is why we are in our 11th year as a Southwest Securities correspondent.
Southwest Securities, one of the largest and most trusted clearing firms in the US, is a primary partner in Woodstock Financial Group's day-to-day operations. As one of Southwest's largest clearing correspondents, you can be assured that you will receive the service and attention you deserve so you can devote more of your time to building your business.
With the WFG-Southwest Securities clearing relationship your clients can have confidence in their accounts being held with an NYSE-member clearing agent with a myriad of investment choices for the independent advisor. In addition, your clients have the option to invest credit balances in the PC2 FDIC-insured money market fund (insured up to $250,000).
Fidelity Registered Investment Adviser Group (FRIAG)
Fidelity Advisor is one of the most sought out and trusted names in the securities industry. This is another option for the fee-based advisor.
With Fidelity AdvisorCHANNELª, you will have the ability to view all of your clients' accounts, conduct portfolio rebalancing and have an accurate reading of your clients' assets, either individually or on an aggregate level. Through the Fidelity Platform, advisors have their choice of industry research reports. Separate account manager research is provided through Informa Investment Solutions.
With custodied assets over $2.4 trillion, including managed assets over $1.2 trillion, Fidelity is one of the most recognized names in the industry.
Working with industry leaders Southwest Securities and Fidelity Registered Investment Adviser Group, WFG's advisors have access to the most advanced technology in the industry.
Southwest Securities' SABIL system, a fully integrated, fully interactive and flexible platform has made it one of the easiest systems to learn and use for independent advisors.
AdvisorCHANNELª, the Fidelity Investments platform for Registered Investment Advisors, is the latest tool for portfolio management. It is easily adaptable for both the veteran advisor or an individual who is in the process of annuitizing their business.
Onboard tools include account rebalancing and reallocation, research on equities, sectors, bonds and mutual funds, as well as separately managed accounts.
Efficiency and productivity through technology let WFG advisors provide flexible and customized investment solutions for their clients.
Our transition team will go to great lengths to minimize downtime, implement a seamless transition and work with you every step of the way.
Setting the standard for independent wealth management isn't easy. That is why our years of experience in helping advisors make transitions have culminated in a strategy that will work for any advisor's business, regardless of size.
Every advisor's business is different and Woodstock Financial works with financial practices of varying size, so we couldn't just hand you a binder and checklist and said, "Here, follow this."
We sit down with you and map out a customized strategy and timeline based upon your goals and business model. The pace of transition ultimately depends on your business needs.
Learning is a process; if you have questions at any time about our technology or procedures, our experienced staff will always be available to help you. If you are in your first week or first decade at WFG, we are at your service.
Whether we're marketing your practice through local media or providing options for customized sales literature and brochures, our capable staff of professionals can make your business a success.
Woodstock Financial Group's insurance division offers a full array of insurance products through a variety of carriers with a minimum rating of "A" (AM Best).
There are no proprietary products or premier carriers, so you will have the freedom to independently choose what is best for your client's portfolio and to offer your clients total investment solutions.
Woodstock Financial Group's insurance division allows you to offer:
• Fixed and Variable Annuities
• Variable and Universal Life
• Equity and Fixed Index Annuities
• Life Insurance, Long Term Care
• Group and Individual Health
• Group and Individual Disability Insurance
In addition to relationships with quality carriers, WFG also has a strategic alliance with one of the country's largest insurance field marketing organizations(FMO). This relationship results in qualified leads, complete marketing support and overwhelmingly successful seminars.
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Insurance Carriers
Aetna US Healthcare |
Insurance Licensed States
Alabama |
Woodstock Financial Group realizes that investors will always want to trade stocks, either on a short or long-term basis. That is why you should always have the best trading platform available.
Using the same execution technology that institutional traders use, you will have access to order entry alongside charts, news and research. Hedge fund and money managers use this same technology to trade everyday. If it is good enough for their clients, it should be good enough for yours.